General information about company
Scrip code	530557
NSE Symbol
MSEI Symbol
ISIN	INE132F01020
Name of the company	NCL RESEARCH & FINANCIAL SERVICES LTD
Whether company is SME	No
Class of Security	Equity Shares
Type of report	Quarterly
Quarter Ended / Half year ended/Date of Report (For Prelisting / Allotment)	30-09-2021
Date of allotment / extinguishment (in case Capital Restructuring selected) / Listing Date
Shareholding pattern filed under	Regulation 31 (1) (b)
Whether the listed entity is Public Sector Undertaking (PSU)?	No

Declaration
Sr. No.	Particular	Yes/No	Promoter and Promoter Group	Public shareholder	Non Promoter- Non Public
1	Whether the Listed Entity has issued any partly paid up shares?	No	No	No	No
2	Whether the Listed Entity has issued any Convertible Securities ?	No	No	No	No
3	Whether the Listed Entity has issued any Warrants ?	No	No	No	No
4	Whether the Listed Entity has any shares against which depository receipts are issued?	No	No	No	No
5	Whether the Listed Entity has any shares in locked-in?	No	No	No	No
6	Whether any shares held by promoters are pledge or otherwise encumbered?	No	No
7	Whether company has equity shares with differential voting rights?	No	No	No	No
8	Whether the listed entity has any significant beneficial owner?	No

Table I - Summary Statement holding of specified securities
Category (I)	Category of shareholder (II)	Nos. Of shareholders (III)	No. of fully paid up equity shares held (IV)	No. Of Partly paid-up equity shares held (V)	No. Of shares underlying Depository Receipts (VI)	Total nos. shares held (VII) = (IV)+(V)+ (VI)	Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	Number of Voting Rights held in each class of securities (IX)
								No of Voting (XIV) Rights			Total as a % of (A+B+C)
								Class eg: X	Class eg:y	Total
(A)	Promoter & Promoter Group	1	4062500			4062500	2.79	4062500		4062500	2.79
(B)	Public	10041	141362500			141362500	97.21	141362500		141362500	97.21
(C)	Non Promoter- Non Public
(C1)	Shares underlying DRs
(C2)	Shares held by Employee Trusts
	Total	10042	145425000			145425000	100	145425000		145425000	100

Table I - Summary Statement holding of specified securities
Category (I)	Category of shareholder (II)	No. Of Shares Underlying Outstanding convertible securities (X)	No. of Shares Underlying Outstanding Warrants (Xi)	No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)	Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	Number of Locked in shares (XII)		Number of Shares pledged or otherwise encumbered (XIII)		Number of equity shares held in dematerialized form (XIV)
						No. (a)	As a % of total Shares held (b)	No. (a)	As a % of total Shares held (b)
(A)	Promoter & Promoter Group				2.79					4062500
(B)	Public				97.21					126900275
(C)	Non Promoter- Non Public
(C1)	Shares underlying DRs
(C2)	Shares held by Employee Trusts
	Total				100					130962775

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
Sr.	Category & Name of the Shareholders (I)		Nos. Of shareholders (III)	No. of fully paid up equity shares held (IV)	No. Of Partly paid-up equity shares held (V)	No. Of shares underlying Depository Receipts (VI)	Total nos. shares held (VII) = (IV)+(V)+ (VI)	Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	Number of Voting Rights held in each class of securities (IX)
									No of Voting (XIV) Rights			Total as a % of Total Voting rights
									Class eg: X	Class eg:y	Total
A	Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1)	Indian
(a)	Individuals/Hindu undivided Family		1	4062500			4062500	2.79	4062500		4062500	2.79
Sub-Total (A)(1)			1	4062500			4062500	2.79	4062500		4062500	2.79
(2)	Foreign
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2)			1	4062500			4062500	2.79	4062500		4062500	2.79
B	Table III - Statement showing shareholding pattern of the Public shareholder
(1)	Institutions
(i)	Any Other (specify)		1	1000			1000	0	1000		1000	0
Sub-Total (B)(1)			1	1000			1000	0	1000		1000	0
( 3 )	Non-institutions
(a(i))	Individuals - i.Individual shareholders holding nominal share capital up to Rs. 2 lakhs.		9865	13810155			13810155	9.5	13810155		13810155	9.5
(a(ii))	Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.		38	38627964			38627964	26.56	38627964		38627964	26.56
(e)	Any Other (specify)		137	88923381			88923381	61.15	88923381		88923381	61.15
Sub-Total (B)(3)			10040	141361500			141361500	97.21	141361500		141361500	97.21
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)			10041	141362500			141362500	97.21	141362500		141362500	97.21
C	Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
Total ( A+B+C2 )			10042	145425000			145425000	100	145425000		145425000	100
Total (A+B+C )			10042	145425000			145425000	100	145425000		145425000	100

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
Sr.	No. Of Shares Underlying Outstanding convertible securities (X)	No. of Shares Underlying Outstanding Warrants (Xi)	No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)	Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	Number of Locked in shares (XII)		Number of Shares pledged or otherwise encumbered (XIII)		Number of equity shares held in dematerialized form (XIV)
					No. (a)	As a % of total Shares held (b)	No. (a)	As a % of total Shares held (b)
A	Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1)	Indian
(a)				2.79					4062500
Sub-Total (A)(1)				2.79					4062500
(2)	Foreign
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2)				2.79					4062500
B	Table III - Statement showing shareholding pattern of the Public shareholder
(1)	Institutions
(i)				0					1000
Sub-Total (B)(1)				0					1000
( 3 )	Non-institutions
(a(i))				9.5					13727255
(a(ii))				26.56					37272964
(e)				61.15					75899056
Sub-Total (B)(3)				97.21					126899275
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)				97.21					126900275
C	Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
Total ( A+B+C2 )				100					130962775
Total (A+B+C )				100					130962775

Individuals/Hindu undivided Family
Searial No.	1
Name of the Shareholders (I)	Vijay Jaideo Poddar	Click here to go back
PAN (II)	AACPP8853C	Total
No. of fully paid up equity shares held (IV)	4062500	4062500
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	4062500	4062500
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	2.79	2.79
Number of Voting Rights held in each class of securities (IX)
Class eg:X	4062500	4062500
Class eg:y
Total	4062500	4062500
Total as a % of Total Voting rights	2.79	2.79
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(Xi)(a) As a % of (A+B+C2)	2.79	2.79
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of Shares pledged or otherwise encumbered (XIII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	4062500	4062500
Reason for not providing PAN
Reason for not providing PAN
Shareholder type	Promoter

Any Other (specify)
Searial No.	1
Category	Other
Category / More than 1 percentage	Category	Click here to go back
Name of the Shareholders (I)	Enforcement Directorate Raipur
PAN (II)		Total
No. of the Shareholders (I)	1	1
No. of fully paid up equity shares held (IV)	1000	1000
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	1000	1000
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	0	0
Number of Voting Rights held in each class of securities (IX)
Class eg: X	1000	1000
Class eg:y
Total	1000	1000
Total as a % of Total Voting rights	0	0
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and Warrants (X)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	0	0
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	1000	1000
Reason for not providing PAN
Reason for not providing PAN

Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.
Searial No.	1	2	3	4	5	6	7
Name of the Shareholders (I)	CHAYA ASHOK AGRAWAL	ABHISHEK GUPTA	GEETA MONDAL	RUPAM BISWAS .	MONOHAR TATWA	RAHUL KUMAR	JAYANTA BOSE
PAN (II)	AHMPA0421C	AJOPG4631L	FYOPM9101H	DQXPB8310L	AWSPT8035G	DTTPK9916C	AJEPB5862C
No. of fully paid up equity shares held (IV)	1731250	2361953	2400000	2654850	2835375	4031900	6028290
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	1731250	2361953	2400000	2654850	2835375	4031900	6028290
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	1.19	1.62	1.65	1.83	1.95	2.77	4.15
Number of Voting Rights held in each class of securities (IX)
Class eg: X	1731250	2361953	2400000	2654850	2835375	4031900	6028290
Class eg:y
Total	1731250	2361953	2400000	2654850	2835375	4031900	6028290
Total as a % of Total Voting rights	1.19	1.62	1.65	1.83	1.95	2.77	4.15
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	1.19	1.62	1.65	1.83	1.95	2.77	4.15
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	1731250	2361953	2400000	2654850	2835375	4031900	6028290
Reason for not providing PAN
Reason for not providing PAN

Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.
Searial No.	8
Name of the Shareholders (I)	ANITA ROY	Click here to go back
PAN (II)	EVGPR7016Q	Total
No. of fully paid up equity shares held (IV)	6437671	28481289
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	6437671	28481289
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	4.43	19.58
Number of Voting Rights held in each class of securities (IX)
Class eg: X	6437671	28481289
Class eg:y
Total	6437671	28481289
Total as a % of Total Voting rights	4.43	19.58
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	4.43	19.58
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	6437671	28481289
Reason for not providing PAN
Reason for not providing PAN

Any Other (specify)
Searial No.	1	2	3	4	5	6	7
Category	Bodies Corporate	Bodies Corporate	Bodies Corporate	Bodies Corporate	Bodies Corporate	Bodies Corporate	Bodies Corporate
Category / More than 1 percentage	More than 1 percentage of shareholding	More than 1 percentage of shareholding	More than 1 percentage of shareholding	More than 1 percentage of shareholding	More than 1 percentage of shareholding	More than 1 percentage of shareholding	More than 1 percentage of shareholding
Name of the Shareholders (I)	RANGAN VINCOM PRIVATE LIMITED	AYAAN COMMERCIAL PRIVATE LIMITED	INDRAWATI ENTERPRISES PRIVATE LIMITED	DULCET ADVISORY	FAIR DEAL EQUIRESEARCH AND REALTORS PRIVATE LIMITED	SPRINT VANIJYA PRIVATE LIMITED	ROCKERS TRADELINK PRIVATE LIMITED
PAN (II)	AAGCR1715E	AAKCA4354Q	AADCI5732P	AAECD5103E	AABCF2782J	AALCS9394K	AAECR2957A
No. of the Shareholders (I)	1	1	1	1	1	1	1
No. of fully paid up equity shares held (IV)	1501600	1675000	2121950	2364250	2500000	2615625	2618875
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	1501600	1675000	2121950	2364250	2500000	2615625	2618875
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	1.03	1.15	1.46	1.63	1.72	1.8	1.8
Number of Voting Rights held in each class of securities (IX)
Class eg: X	1501600	1675000	2121950	2364250	2500000	2615625	2618875
Class eg:y
Total	1501600	1675000	2121950	2364250	2500000	2615625	2618875
Total as a % of Total Voting rights	1.03	1.15	1.46	1.63	1.72	1.8	1.8
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	1.03	1.15	1.46	1.63	1.72	1.8	1.8
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	1501600	0	2121950	2364250	2500000	2615625	2618875
Reason for not providing PAN
Reason for not providing PAN

Any Other (specify)
Searial No.	8	9	10	11	12	13	14
Category	Bodies Corporate	Bodies Corporate	Bodies Corporate	Bodies Corporate	Bodies Corporate	Bodies Corporate	Bodies Corporate
Category / More than 1 percentage	More than 1 percentage of shareholding	More than 1 percentage of shareholding	More than 1 percentage of shareholding	More than 1 percentage of shareholding	More than 1 percentage of shareholding	More than 1 percentage of shareholding	More than 1 percentage of shareholding
Name of the Shareholders (I)	SHIVMANI VINIMAY PRIVATE LIMITED	SNOWHILL DEATRADE PRIVATE LIMITED	HELOT PROPERTIES PRIVATE LIMITED	PHAGUN ENTERPRISES PRIVATE LIMITED	TANAYA VINCOM PRIVATE LIMITED	SANDARV TRADING PRIVATE LIMITED	KATYANI COMMODITIES PRIVATE LIMITED
PAN (II)	AASCS7406D	AARCS1012L	AACCH8885R	AAHCP7342L	AADCT8361K	AAUCS6849N	AAECK6244R
No. of the Shareholders (I)	1	1	1	1	1	1	1
No. of fully paid up equity shares held (IV)	2686275	2696625	2781950	2985475	3000000	3450324	3731575
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	2686275	2696625	2781950	2985475	3000000	3450324	3731575
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	1.85	1.85	1.91	2.05	2.06	2.37	2.57
Number of Voting Rights held in each class of securities (IX)
Class eg: X	2686275	2696625	2781950	2985475	3000000	3450324	3731575
Class eg:y
Total	2686275	2696625	2781950	2985475	3000000	3450324	3731575
Total as a % of Total Voting rights	1.85	1.85	1.91	2.05	2.06	2.37	2.57
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	1.85	1.85	1.91	2.05	2.06	2.37	2.57
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	2686275	2696625	2781950	2985475	3000000	3450324	3731575
Reason for not providing PAN
Reason for not providing PAN

Any Other (specify)
Searial No.	15	16	17	18	19	20	21
Category	Bodies Corporate	Bodies Corporate	Bodies Corporate	Bodies Corporate	Bodies Corporate	Bodies Corporate	Non-Resident Indian (NRI)
Category / More than 1 percentage	More than 1 percentage of shareholding	More than 1 percentage of shareholding	More than 1 percentage of shareholding	More than 1 percentage of shareholding	More than 1 percentage of shareholding	Category	Category
Name of the Shareholders (I)	CORE COMMODITIES PRIVATE LIMITED	SWADHINATA VINTRADE PRIVATE LIMITED	EVERSTRONG VINCOM PVT LTD	OVERLOAD FINANCIAL ADVISORY PRIVATE LIMITED	GOODSHINE DEALTRADE PRIVATE LIMITED
PAN (II)	AAECC2931M	AARCS2310P	AACCE9957B	AABCO6950F	AAECG6112A
No. of the Shareholders (I)	1	1	1	1	1	105	13
No. of fully paid up equity shares held (IV)	4481550	5402175	5860600	6292350	8256800	21876350	24032
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	4481550	5402175	5860600	6292350	8256800	21876350	24032
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	3.08	3.71	4.03	4.33	5.68	15.04	0.02
Number of Voting Rights held in each class of securities (IX)
Class eg: X	4481550	5402175	5860600	6292350	8256800	21876350	24032
Class eg:y
Total	4481550	5402175	5860600	6292350	8256800	21876350	24032
Total as a % of Total Voting rights	3.08	3.71	4.03	4.33	5.68	15.04	0.02
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	3.08	3.71	4.03	4.33	5.68	15.04	0.02
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	231550	5402175	5860600	92350	8256800	20977025	24032
Reason for not providing PAN
Reason for not providing PAN

Any Other (specify)
Searial No.
Category
Category / More than 1 percentage
Name of the Shareholders (I)	Click here to go back
PAN (II)	Total
No. of the Shareholders (I)	118
No. of fully paid up equity shares held (IV)	21900382
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	21900382
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	15.06
Number of Voting Rights held in each class of securities (IX)
Class eg: X	21900382
Class eg:y
Total	21900382
Total as a % of Total Voting rights	15.06
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	15.06
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	21001057
Reason for not providing PAN
Reason for not providing PAN

Sr. No.Details of the SBODetails of the registered ownerDetails of holding/ exercise of right of the SBO in the reporting company, whether direct or indirect*:Date of creation / acquisition of significant beneficial interestNamePAN Passport No. in case of a foreign nationalNationalityNationality (Applicable in case of Any other is selected)NamePAN Passport No. in case of a foreign nationalNationalityNationality (Applicable in case of Any other is selected)Whether by virtue of:SharesVoting rightsRights on distributable dividend or any other distributionExercise of controlExercise of significant influence