General information about company
Scrip code	530557
NSE Symbol
MSEI Symbol
ISIN	INE132F01038
Name of the company	NCL RESEARCH AND FINANCIAL SERVICES LIMITED
Whether company is SME	No
Class of Security	Equity Shares
Type of report	Quarterly
Quarter Ended / Half year ended/Date of Report (For Prelisting / Allotment)	30-09-2022
Date of allotment / extinguishment (in case Capital Restructuring selected) / Listing Date
Shareholding pattern filed under	Regulation 31 (1) (b)
Whether the listed entity is Public Sector Undertaking (PSU)?	No

Declaration
Sr. No.	Particular	Yes/No	Promoter and Promoter Group	Public shareholder	Non Promoter- Non Public
1	Whether the Listed Entity has issued any partly paid up shares?	No	No	No	No
2	Whether the Listed Entity has issued any Convertible Securities ?	No	No	No	No
3	Whether the Listed Entity has issued any Warrants ?	No	No	No	No
4	Whether the Listed Entity has any shares against which depository receipts are issued?	No	No	No	No
5	Whether the Listed Entity has any shares in locked-in?	No	No	No	No
6	Whether any shares held by promoters are pledge or otherwise encumbered?	No	No
7	Whether company has equity shares with differential voting rights?	No	No	No	No
8	Whether the listed entity has any significant beneficial owner?	No

Table VI - Statement showing foreign ownership limits
Particular	Approved limits (%)	Limits utilized (%)
As on shareholding date	10	0
As on the end of previous 1st quarter	10	0
As on the end of previous 2nd quarter	10	0
As on the end of previous 3rd quarter	10	0
As on the end of previous 4th quarter	10	0

Table I - Summary Statement holding of specified securities
Category (I)	Category of shareholder (II)	Nos. Of shareholders (III)	No. of fully paid up equity shares held (IV)	No. Of Partly paid-up equity shares held (V)	No. Of shares underlying Depository Receipts (VI)	Total nos. shares held (VII) = (IV)+(V)+ (VI)	Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	Number of Voting Rights held in each class of securities (IX)
								No of Voting (XIV) Rights			Total as a % of (A+B+C)
								Class eg: X	Class eg:y	Total
(A)	Promoter & Promoter Group	1	16250000			16250000	1.52	16250000		16250000	1.52
(B)	Public	200625	1054078000			1054078000	98.48	1054078000		1054078000	98.48
(C)	Non Promoter- Non Public
(C1)	Shares underlying DRs
(C2)	Shares held by Employee Trusts
	Total	200626	1070328000			1070328000	100	1070328000		1070328000	100

Table I - Summary Statement holding of specified securities

Category (I)

Category of shareholder (II)

No. Of Shares Underlying Outstanding convertible securities (X)

No. of Shares Underlying Outstanding Warrants (Xi)

No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)

Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)

Number of Locked in shares (XII)

Number of Shares pledged or otherwise encumbered (XIII)

Number of equity shares held in dematerialized form (XIV)

Sub-categorization of shares

No. (a)

As a % of total Shares held (b)

No. (a)

As a % of total Shares held (b)

Sub-category (i)

Sub-category (ii)

Sub-category (iii)

(A)

Promoter & Promoter Group

1.52

16250000

(B)

Public

98.48

1048326400

0

0

0

(C)

Non Promoter- Non Public

(C1)

Shares underlying DRs

(C2)

Shares held by Employee Trusts

Total

100

1064576400

0

0

0

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
Sr.	Category & Name of the Shareholders (I)		Nos. Of shareholders (III)	No. of fully paid up equity shares held (IV)	No. Of Partly paid-up equity shares held (V)	No. Of shares underlying Depository Receipts (VI)	Total nos. shares held (VII) = (IV)+(V)+ (VI)	Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	Number of Voting Rights held in each class of securities (IX)
									No of Voting (XIV) Rights			Total as a % of Total Voting rights
									Class eg: X	Class eg:y	Total
A	Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1)	Indian
(a)	Individuals/Hindu undivided Family		1	16250000			16250000	1.52	16250000		16250000	1.52
Sub-Total (A)(1)			1	16250000			16250000	1.52	16250000		16250000	1.52
(2)	Foreign
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2)			1	16250000			16250000	1.52	16250000		16250000	1.52
B	Table III - Statement showing shareholding pattern of the Public shareholder
(1)	Institutions (Domestic)
(2)	Institutions (Foreign)
(3)	Central Government / State Government(s)
(a)	Central Government / President of India		1	4000			4000	0	4000		4000	0
Sub-Total (B)(3)			1	4000			4000	0	4000		4000	0
(4)	Non-institutions
(g)	Resident Individuals holding nominal share capital up to Rs. 2 lakhs		199602	669456789			669456789	62.55	669456789		669456789	62.55
(h)	Resident Individuals holding nominal share capital in excess of Rs. 2 lakhs		401	243574683			243574683	22.76	243574683		243574683	22.76
(i)	Non Resident Indians (NRIs)		189	4374972			4374972	0.41	4374972		4374972	0.41
(l)	Bodies Corporate		79	110096672			110096672	10.29	110096672		110096672	10.29
(m)	Any Other (specify)		353	26570884			26570884	2.48	26570884		26570884	2.48
Sub-Total (B)(4)			200624	1054074000			1054074000	98.48	1054074000		1054074000	98.48
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)+(B)(4)			200625	1054078000			1054078000	98.48	1054078000		1054078000	98.48
C	Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
Total ( A+B+C2 )			200626	1070328000			1070328000	100	1070328000		1070328000	100
Total (A+B+C )			200626	1070328000			1070328000	100	1070328000		1070328000	100

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
Sr.	No. Of Shares Underlying Outstanding convertible securities (X)	No. of Shares Underlying Outstanding Warrants (Xi)	No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)	Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	Number of Locked in shares (XII)		Number of Shares pledged or otherwise encumbered (XIII)		Number of equity shares held in dematerialized form (XIV)	Sub-categorization of shares
					No. (a)	As a % of total Shares held (b)	No. (a)	As a % of total Shares held (b)		Sub-category (i)	Sub-category (ii)	Sub-category (iii)
A	Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1)	Indian
(a)				1.52					16250000
Sub-Total (A)(1)				1.52					16250000
(2)	Foreign
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2)				1.52					16250000
B	Table III - Statement showing shareholding pattern of the Public shareholder
(1)	Institutions (Domestic)
(2)	Institutions (Foreign)
(3)	Central Government / State Government(s)
(a)				0					4000	0	0	0
Sub-Total (B)(3)				0					4000	0	0	0
(4)	Non-institutions
(g)				62.55					669325189	0	0	0
(h)				22.76					238154683	0	0	0
(i)				0.41					4374972	0	0	0
(l)				10.29					109896672	0	0	0
(m)				2.48					26570884	0	0	0
Sub-Total (B)(4)				98.48					1048322400	0	0	0
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)+(B)(4)				98.48					1048326400	0	0	0
C	Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
Total ( A+B+C2 )				100					1064576400
Total (A+B+C )				100					1064576400

Individuals/Hindu undivided Family
Searial No.	1
Name of the Shareholders (I)	VIJAY JAIDEO PODDAR	Click here to go back
PAN (II)	AACPP8853C	Total
No. of fully paid up equity shares held (IV)	16250000	16250000
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	16250000	16250000
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	1.52	1.52
Number of Voting Rights held in each class of securities (IX)
Class eg:X	16250000	16250000
Class eg:y
Total	16250000	16250000
Total as a % of Total Voting rights	1.52	1.52
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(Xi)(a) As a % of (A+B+C2)	1.52	1.52
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of Shares pledged or otherwise encumbered (XIII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	16250000	16250000
Reason for not providing PAN
Reason for not providing PAN
Shareholder type	Promoter

Bodies Corporate
Searial No.	1	2	3	4
Name of the Shareholders (I)	INDRAWATI ENTERPRISES PRIVATE LIMITED	TOPGAIN FINANCE PRIVATE LIMITED	KATYANI COMMODITIES PRIVATE LIMITED	HELOT PROPERTIES PRIVATE LIMITED	Click here to go back
PAN (II)	AADCI5732P	AAECT0741J	AAECK6244R	AACCH8885R	Total
No. of fully paid up equity shares held (IV)	17550000	11171835	14926300	11127800	54775935
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	17550000	11171835	14926300	11127800	54775935
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	1.64	1.04	1.39	1.04	5.12
Number of Voting Rights held in each class of securities (IX)
Class eg: X	17550000	11171835	14926300	11127800	54775935
Class eg:y
Total	17550000	11171835	14926300	11127800	54775935
Total as a % of Total Voting rights	1.64	1.04	1.39	1.04	5.12
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	1.64	1.04	1.39	1.04	5.12
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	17550000	11171835	14926300	11127800	54775935
Reason for not providing PAN
Reason for not providing PAN
Sub-categorization of shares
Shareholding (No. of shares) under
Sub-category (i)	0	0	0	0	0
Sub-category (ii)	0	0	0	0	0
Sub-category (iii)	0	0	0	0	0

Any Other (specify)
Searial No.	1	2	3	4
Category	LLP	LLP	Clearing Members	HUF
Category / More than 1 percentage	Category	More than 1 percentage of shareholding	Category	Category
Name of the Shareholders (I)		TEJAS TRADEFIN LLP			Click here to go back
PAN (II)		AANFT0325L			Total
No. of the Shareholders (I)	6	1	40	307	353
No. of fully paid up equity shares held (IV)	15563794	15182794	3229038	7778052	26570884
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	15563794	15182794	3229038	7778052	26570884
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	1.45	1.42	0.3	0.73	2.48
Number of Voting Rights held in each class of securities (IX)
Class eg: X	15563794	15182794	3229038	7778052	26570884
Class eg:y
Total	15563794	15182794	3229038	7778052	26570884
Total as a % of Total Voting rights	1.45	1.42	0.3	0.73	2.48
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	1.45	1.42	0.3	0.73	2.48
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	15563794	15182794	3229038	7778052	26570884
Reason for not providing PAN
Reason for not providing PAN
Sub-categorization of shares
Shareholding (No. of shares) under
Sub-category (i)	0	0	0	0	0
Sub-category (ii)	0	0	0	0	0
Sub-category (iii)	0	0	0	0	0